RF CURRENT

SPECIAL REPORT: FCC DTV Transition Review 2000



This special report is part of Doug Lung's RF Current - May 22 - Issue 215.

Comments discussed:
National Association of Broadcasters
Consumer Electronics Associations
Joint Broadcasters
Association of Local Television Stations
Association of America's Public Television Stations and PBS
Advanced Television Systems Committee
NxtWave Communications
Motorola
Philips
Microsoft
Sinclair Broadcast Group
Fox
Paxson
Hubbard
Pappas Telecasting
Belo
iBlast
Hammett and Edison
Univision
National Council of Senior Citizens

FCC DTV Review Comments:
8-VSB vs COFDM & A DTV Tuner in Every TV

The May 17th deadline for filing comments in the FCC Docket 00-39, Review of the Commission's Rules and Policies Affecting the Conversion to Digital Television has passed and sixty-two comments have been posted on the FCC ECFS. Comments were received from both broadcasters and manufacturers. A senior citizens group even offered their comments on the future of TV.

The National Association of Broadcasters (NAB) criticized the focus of the FCC Review, stating, "For NAB's part, we believe the Commission's Notice misses the mark in the issues it presents as surely as the Commission has demurred from taking the actions necessary to finish the job it started in setting the DTV transition in motion. Without strong, specific and decisive action by the FCC to eliminate large, looming 'sources of delay,' this transition will be further hobbled, DTV receiver sales will continue to stall and the Commission, Congressional and Broadcasters goals will not be achieved."

NAB stated that "This is not and never has been a 'marketplace transition.'" and offered these recommendations: "Specifically, the FCC should (1) adopt a procedure ... for processing the backlog of DTV applications and for resolving mutual exclusivities, (2) must mandate inter-operatability and other and other technical standards, (3) must adopt DTV must carry rules, (4) must require DTV receiver performance standards and (5) must require DTV tuners in every new television receiver sold."

NAB referred to a study of broadcasters' problems with DTV implementation, saying, "It is clear from our survey that government inaction can become a real barrier to a smooth and timely digital build-out. Because of the very large numbers of stations yet to build DTV facilities, it is imperative that the Commission take affirmative steps to facilitate local and federal approval processes for the approximately 1,472 stations schedule[d] to make the transition to digital television in the next 24-36 months."

NAB did not enter into the COFDM versus 8-VSB modulation standard debate.

As expected, the Consumer Electronics Association (CEA) devoted a large portion of its comments to support for the ATSC 8-VSB standard and opposition to the call for DTV receiver standards. CEA stated, ""The DTV Standard itself meets or exceeds consumer reception reqirements. Implementation issues with early receivers are quickly being resolved, speeded along by the strong fources of the competitive marketplace. Laboratory and field tests indicate that new generations of equipment will provide superior performance for the consumer. This dynamic working of the marketplace is far quicker and yields superior results to any performance standards that the Commission might consider for receivers were it to have statutory authority to do so." FCC lacks statutory authority to mandate DTV receiver standards."

CEA also warned of the consequences of considering another standard: "Based on the facts we discussion herein, it is crystal clear that the DTV Standard should be re-affirmed. Consideration of any non-compatible changes for DTV would create needless delay and marketplace confusion, disadvantaging those who have worked the hardest to attain the FCC's goals and undermining the certainty that is necessary for rapid deployment of DTV products and services. ...The marketplace disruption that would be occasioned by Commission consideration of any inconsistent alteration or change without broad industry consensus would, at a minimum, delay the DTV rollout substantially."

CEA quoted a study showing 50 percent DTV product penetration by 2006 if broadcasters meet the FCC's rollout deadlines and provide a high percentage of digitally originated content to consumers, including HDTV. However, CEA said, if broadcasters follow non-high definition business models and advocate reopening modulation standards issues, DTV product penetration will be only 15 percent by 2006.

Comments filed by Joint Broadcasters emphased the need for the FCC process DTV application currently on file, saying, "...the Commission’s assistance is needed to assure that the transition is not stymied by delays and other bottlenecks. Specifically, it is essential that the Commission adopt a procedure for efficiently processing the many, many DTV applications currently on file and for identifying and fairly resolving the mutual exclusivities among them. Resolution of ongoing uncertainties with regard to DTV receiver performance and cable compatibility similarly require Commission leadership. Broadcasters' efforts to bring digital service to the public cannot otherwise succeed."

Joint Broadcasters offered a method for resolving mutually exclusive DTV maximization requests. Broadcasters warned, quot;...granting all applications regardless of interference in areas beyond initially allotted DTV service areas is not a viable solution. The Commission would be abdicating its responsibility to oversee the application process and to bring order to the transition to DTV. As a practical matter, the granting of all applications likely would result in mutually destructive interference to the public's service, in which substantial service areas of two or more stations would be compromised. Moreover, the impermissible interference would not be simply between conflicting applicants but could affect a 'victim' station; two or more applicants could push another station above the 10 percent cumulative interference limit." It also said the FCC was prohibited by the Communications Act of 1934, as amended, from using spectrum auctions to resolve mutual exclusivities. Joint Broadcasters suggested that, "Once mutual exclusivities are identified, our proposal provides for a negotiation/mediation period followed by a period to amend applications, which in turn would be followed by dismissal of all MX applications that are not revised to reduce interference to comply with the de minimis allowance or are not accompanied by interference agreements (whether arrived at by negotiation or mediation)."

Joint Broadcasters commented DTV receivers: "The transition to DTV will not succeed if consumers cannot make receiver purchases confident that they will be able to receive signals over the air and watch a consistently high-quality picture. Equipment manufacturers have the responsibility to produce receivers that perform well and meet consumer expectations. However, manufacturers are not producing many sets capable of over-the-air reception at all, and what receivers are produced do not meet customer expectations, particularly where there are dynamic multipath conditions. ...Even second generation DTV receivers, although improved, are still at least two generations away from maximizing the potential of the 8-VSB transmission standard."

Joint Broadcasters noted the need for receiver performance standards as well as the need to evaluate the 8-VSB system itself, saying, "Broadcasters have a role, along with the Commission, in establishing receiver performance thresholds and verifying that our DTV transmission system is sufficiently robust and flexible. To perform that role, a group of broadcasters, including many of the undersigned, undertook in early April a six-month investigation and test program of DTV reception. The objectives of this program are (1) to press for, support and test improvements in VSB performance, and (2) to develop and implement a two-phase plan to test COFDM systems for application in the United States. Regardless of what these studies show, we believe that now is the time for the Commission to adopt receiver performance thresholds."

Joint Broadcasters criticized consumer electronics manufacturers, stating:

"So far, equipment manufacturers generally have not risen to the challenge. Only 17 percent of all DTV sets sold to date are capable of receiving over-the-air DTV signals at all. And many of the receivers that are built to receive DTV signals have shown inadequate tuner performance. Furthermore, many of these receivers perform poorly in challenging RF environments."

"Receivers have not only performed badly in distinguishing among interfering signals at the edge of the service area, but they have performed inadequately in acquiring signals in the core of the service area under multipath and other challenging RF conditions. It is simply unacceptable from a public interest standpoint to wait for the market (the small market for DTV receivers) to remedy these performance shortfalls. The Commission should now step in to correct the market failure and mandate minimum desired-to-undesired signal performance thresholds."

"There is no alternative to mandatory performance thresholds for instilling confidence in consumers that the DTV receivers they purchase will be able to display a consistent picture from over-the-air signals. Given the failure of equipment manufacturers to produce acceptably functioning receivers, it is the Commission's responsibility to ensure that they do. Moreover, in order to avoid further delay, the thresholds that the Commission establishes should become effective twelve months from the date of this proceeding's Report and Order. Broadcasters will work with the Commission to supply the conclusions of the industry's 8-VSB performance testing to assist in the creation of an adequate performance benchmark."

The Association of Local Television Stations, Inc. (ALTV) agreed with Joint Broadcasters on the need for receiver performance standard but didn't stop there. ALTV argued, "If the Commission truly wnats to expedite the deployment of free, over-the-air digital television then, in addition to adopting receiver performance standards, it should begin to seriously examine alternative tranmission systems on a parallel track. ALTV belives issues pertaining to COFDM transmission should reamin on the 'front burner' at the Commission. If efforts to adopt receiver performance standards become bogged down or falter, the FCC should be ready to move forward with a COFDM transmission system."

Responding to concerns this would delay the DTV transition, ALTV said, "...we see no reason why FCC review of COFDM transmission capabilities should in any way delay the roll out of digital television. The key herei s not to delay the roll out, but to be prepared should the 8-VSB performance standards falter, either for technical or political reasons. We view this approach as a safety net which will avoid even further delays in the future. Significantly, ALTV is not asking the FCC to substitute COFDM for 8-VSB. Moreover, we are not asking for a dual standard at this point in time. Instead we are simply asking the FCC to be prepared."

ALTV wasn't alone in raising questions about 8-VSB performance. The Association of America's Public Television Stations and the Public Broadcasting System said, "Public Television continues to be concerned with the performance of the current 8-VSB tranmission standard, and the lack of objective data on the comparative performance of a COFDM system. Thus, it supports the broadcasters' initiative to test improvements in 8-VSB performance and to test COFDM systems for application in the United States."

Public Television's comments also supported "active Commission involvement in ensuring the quality of DTV receivers." Public Television urged the FCC to delay a requirement for stations to make a final DTV channel election, opposed new uses for TV channels 3, 4 and 6, and asked the FCC not to impose a DTV replication requirement now.

Public Television recommended a DTV maximization application processing procedure different from that proposed by Joint Broadcasters. Public Television suggested, "...processing the pool of applications filed before the cut-off date by granting all checklist, non-checklist, and maximization applications that do not seek to cause interference beyond a station's allotment parameters..." The comments also said, "Public Television stations with out-of-core DTV and NTSC channel[s] should be permitted to defer construction of their DTV facilities."

The Advanced Television Systems Committee (ATSC) said it, "...fully endorses and supports the Commission's DTV transmission standard, based on the ATSC DTV Standard, and we urge the Commission to take all appropriate action to support and promote the rapid transition to digital television. Even so, the ATSC continues to seek ways to improve its standards and the implementation thereof in order to better meet the existing and evolving service requirements of broadcasters." The comments reference the new ATSC Task Force on RF System Performance, noting, " The Task Force is charged with examining a variety of technical issues that have been raised relative to the theoretical and realized performance of the DTV RF system, including receivers, and based on its findings, to make recommendations to the ATSC Executive Committee as to what, if any, technical initiatives should be undertaken by the ATSC. In addition, the Task Force is looking into potential backward-compatible enhancements to VSB, i.e., enhancements that can be implemented without affecting the operation of existing receivers that are not capable of delivering the enhanced features. The Task Force also hopes to recommend potential actions that could be taken by the ATSC and its member organizations that might hasten improvements in the performance of the DTV RF system."

ATSC recommended some changes to the DTV standard, affecting the audio bit rate and Program and System Information Protocol (PSIP). It also said, "the Commission should ensure that 'major channel numbers' are used properly and that the assignment of 'TSID' parameters is properly administered."

Most, but not all, manufacturers strongly supported the 8-VSB modulation standard. NxtWave Communications, in its comments, not only said it had a solution for the receiver problems, but could also support a form of hierarchical modulation compliant with the ATSC standard. "The reasons for initial receiver problems that some experienced have been addressed by improved chips and technology will arrive in the consumer market from NxtWave and multiple other competing vendors in the coming months. Recently, requirements have been suggested that would require transmission of auxiliary data with the normal broadcast payload. The ATSC format can support this use even with portable devices. NxtWave engineers have developed a two-tiered ATSC-compliant extension that multiplexes more robust data packets with standard packets so that there is no effect on existing equipment."

NxtWave's comments offer information on NxtWave chip performance and copies of several published technical articles describe the approaches NxtWave is taking to improve 8-VSB equalizer and receiver performance. NxtWave claims its second-generation chip is capable of correcting a 0 dB echo.

NxtWave pointed to how technology once thought impossible is now commonplace today to support its argument that the improvements in the receiver design would allow 8-VSB to support broadcasters' requirements for reliable TV reception: "The equalizer architecture, spare-allocation algorithm, and hardware implementation of the NXT2000 are modified in the NxtWave second-generation chip for substantially improved indoor reception. NxtWave engineers also have developed, and continue to develop, advanced architectures and algorithms that will be economically realizable in 0.18 micron silicon. This trend is analogous to the 5-year old 300 baud modem that has evolved into today's 56 kilobaud standard, as predicted by Moore's Law."

Motorola cautioned, "reopening the ATSC standards process would stop all product momentum, cause tremendous consumer uncertainty, and add at least a five year further delay in the universal availability of the Congressionally mandated 746-806 MHz public safety allocation. The public interest cannot assume such tremendous costs for, at best, marginal technological enhancements." Motorola used its MCT5100 HDTV to NTSC converter module to illustrate the progress that has been made in producing lower cost DTV sets. The module can be integrated into existing analog TV chassis designs.

Motorola, however, urged the FCC to avoid mandating EIA-708, section 9 as the exclusive standard for closed captioning, noting that digital cable programming services all use the DVS-157 format to carry EIA-608 captioning.

Philips added its support for the 8-VSB standard, saying, "Philips' engineers, who are experts in VSB and other digital modulation schemes, have concluded that early receiver problems were due to receiver implementation issues and were not indicative of any flaw in the ATSC standard. ...Philips is devoting substantial resources and achieving rapid advances in receiver chip performance that will ensure that over-the-air recpetion by digital television receivers of 8-VSB digital broadcast transmissions equals or exceeds the recpetion of NTSC signals."

As an example of the progress it has made, Philips outlined its tests with the "Harbor Channel" case, named for a location "that produces particularly severe multipath interference." Philips said its third generation chip "will, in fact, be able to receive a signal in the Harbor Channel."

Philips raised the same concerns as others that reconsideration of the DTV standard's modulation scheme would lead to disruption and delays in the DTV transition. It also argued against receiver standards and noted the transition would benefit from more HDTV programming.

Microsoft wasn't as confident the 8-VSB standard was the best choice. It listed two points regarding DTV modulation technology:
"First, the utility of terrestrial broadcasting in the digital age can be maximized only if the underlying technology permits mobile and portable applications. As it now exists, 8-VSB would foreclose development of many new applications and services because it cannot viably support mobile or portable services. As a result, the unique potential of terrestrial DTV might never be fulfilled in a delivery system that relies exclusively on 8-VSB modulation as it currently exists. Industry is now working to address certain shortcomings of 8-VSB, including multipath performance. The Commission should monitor the progress of these efforts to ensure that industry continues to cooperate to improve modulation technology so that it supports a wide array of devices and services, including those that are portable and mobile.

"Second, the pace of technological innovation continues to be rapid. To enable DTV technology to advance and develop as fully as possible, the Commission should work to ensure that technical solutions for standards are as flexible and unrestrictive as possible to maximize the potential for innovation."

Microsoft urged the Commission to "investigate whether 8-VSB can support (or be modified to support) mobile and/or portable applications. If it appears unlikely that 8-VSB can reliably support mobile or portable applications, the Commission should analyze other options to ensure that such DTV applications reach fruition. In addition, given ATSC 8-VSB's forever-frozen data rate of 19.39 Mbps and the absence of hierarchical modulation capability, it appears that 8-VSB for the foreseeable future will not permit the provision of the portable video services that are available today in the NTSC environment."

Microsoft did not see a problem considering other modulation standards, saying, "Moreover, there is no material risk to conducting a thorough evaluation of other technologies. Many of these technologies, such as COFDM, have already been widely tested and continue to be developed and improved. Conducting additional interference studies could be completed in under a year. Further, as the Sinclair petition demonstrated, there is significant support for COFDM among some terrestrial broadcasters. Because COFDM could be added as an option to 8-VSB rather than a replacement, the Commission may wish to consider its possible adoption in addition to 8-VSB."

Sinclair Broadcast Group, as expected, came out against the mandatory 8-VSB standard and urged the FCC to allow U.S. broadcasters to operate using the COFDM-based DVB-T standard, saying, "The ATSC version of 8-VSB is a broken technology that is causing the failure of the DTV transition, and the Commission should abandon its exclusive reliance on this standard." It noted that while CEA said approximately 34,000 DTV receivers capable of receiving 8-VSB signals have been sold in the U.S, the majority of these were likely purchased by consumer electornics distributors and retailers rather than consumers themselves. Sinclair commented:

"While CEA and other proponents of the status quo claim that this minimal DTV development is a result of a shortage of DTV content, neither the Comission nor the public should be fooled, the fundamental reason for the current failure of the DTV transition is the inability of ATSC 8-VSB broadcasters to overcome complex multipath conditions and provide eae of reception and ubiquitous, reliable over-the-air service to viewers using simple, consumer-grade antennas in broadcasters' core business areas.

"Sinclair's own ATSC 8-VSB field trials in Baltimore in the spring and summer of 1999 demonstrated the existence of this fundamental flaw in ATSC 8-VSB reception, and Sinclair's finding have since been confirmed by NBC and others. Indeed, it appears that the ATSC 8-VSB DTV standard does not offer the minimum set of capabilities that should be provided by a DTV system in any country. In addition, given ATSC 8-VSB's forever-frozen data rate of 19.39 Mbps and the absence of hierarchical modulation capability, it appears that 8-VSB for the foreseeable future will not permit the provision of the portable video services that are available today in the NTSC environment."
Sinclair rejected promises that new receiver chips would solve the problem: "Neither NxtWave nor Motorola has ever provided any evidence, publicly or privately, from actual field tests that these 'breakthrough' chips resolve the 8-VSB reception problem under real-world conditions, and it now appears that the publicity over these chips was nothing more than a means for buying time and delaying the implementation of a real solution." "Unfortunately, NxtWave and its CEO, Matt Miller, are continuing their strategy with new claims regarding a next-generation 'breakthrough'."

Sinclair also rejected arguments that allowing use of COFDM would delay the DTV transition, decrease coverage and increase receiver costs, stating:"...Sinclair believes that if the Commission decided to permit U.S. broadcasters to operate using the COFDM-based DVB-T standard, implementation of that standard as an alternative to ATSC 8-VSB would likely take little more than a year. Certainly, the initiation of such a regulatory process would bear a smaller risk of meaningful delay than continued reliance on the unsubtantiated and speculative claims of receiver and chipset manufacturers."

With regards to the 2 dB difference in C/N performance for COFDM and its effect on coverage, Sinclair explained, "...this 2 dB difference does not lead to any material difference in the receivability of the 8-VSB and COFDM signals. ...For the very small percentage of TV households at the Grade B fringe that may be unable to obtain high-quality COFDM reception, such reception could be ensured through the purchase and deployment of a preamplifier, which typically costs between $10 and $20. In contrast, there is no reasonable technological solution for the urban viewer whose location suffers from multipath distortion."

Sinclair answered the cost issue by saying it "believes that the cost incurred by receiver manufacturers from a dual-mode standard would be marginal. The DTV receivers sold today in the U.S. market are already configured to receive signals with multiple modulation modes -- these receivers are typically designed to receive signals from DBS systems, cable systems, NTSC, and 8-VSB broadcasters." Sinclair noted there are more than half a million COFDM receivers in service in the U.K. and Europe, 15 times the number of 8-VSB receivers sold in the U.S. over an almost identical period. Sinclair added that other services such as DARS, MMDS, DBS and PCS have been allowed to use multiple standards.

Sinclair said the FCC should listen to broadcasters, rather than equipment and chipset manufacturers as it addresses the 8-VSB reception problem.

Fox commented on the 8-VSB and COFDM reception tests, saying, "Through the review of scientfic data collected in these and other collaborative projects, the broadcast industry and the Commission will be capable of making informal judgements on the technologies that best serve the public interest in the new age of digital television. In the meantime, the Commission should retain the current 8VSB standard."

Fox departed from the comments of some other broadcast groups and indicated it supported the FCC's propose requiring NTSC replication and requirements for minimu field strength over a DTV station's principal community. However, it agreed with other broadcaster comments urging a delay in establishing a deadline for stations to make a DTV channel election. Regarding mutually exclusive DTV maximization applications, "Fox advocates that mutually exclusive DTV maximization applications should be processed on a first come/first served basis as is currently the procedure for all other broadcast services. ...Fox submits that seemingly mutually exclusive DTV maximization applications should be evaluated with both stations assumed to be maximized, because often the increased power of both stations will cancel out enough interference so that both applications will fall within de minimis interference benchmarks."

Paxson commented, "the proposed principal community coverage regulation addresses only speculative harms but imposes real burdens." Paxson illustrated the problem using three of its stations as examples. Hubbard also argued against a full-replication requirement at this time, noting the high capital cost of maximizing facilities for temporary use on an out-of-core channel.

Pappas Telecasting offered comments that supported allowing use of the COFDM modulation station. It said, "Tests have repeatedly shown that 8-VSB does not consistently produce a receivable picture, particularly in urban environments. ...In the evolving consumer world in which DTV will be competing with other technologies for cust omer att ention, it is important that television be receivable by mobile and portable equipment. Active 'on-the-go' viewers must be able to access DTV signals for content on a round-the-clock basis. Again, tests show that COFDM modulation is far superior to 8-VSB for reception by mobile users."

Belo, an owner of 18 TV stations, urged FCC action on must-carry rules for DTV signals and oversight of set manufacturers and cable operators to make sure they solve interoperability issues. Belo stated it "urges the Commission to move cautiously and not take any action which might disrupt or delay the momentum beginning to build in the DTV marketplace. Belo believes that the Commission has adopted the best DTV broadcasting standard available for North America."

iBlast isn't a TV broadcaster or a TV network, but its business plan to deliver high speed data over broadcast TV channels to fixed and portable computers depends on reliable over-the-air DTV reception. iBlast, however, doesn't see a need to use COFDM to achieve this goal. Indeed, iBlast said it was confident that within the next year 8-VSB will work with indoor reception and saw no need to change the standard.

iBlast commented, "iBlast is concerned that any change in the DTV standard would inevitably result in delayed DTV implimentation as it would necessitate extensive study and debate of the many engineering issues surrounding system implemention, receiver design and frequency allocation. ...It is well know that the competing technical approaches to digital signal modulation and propagation -- 8-VSB and COFDM -- have inherent strengths and weaknesses. ..it has been well documented that the 8-VSB standard exhibits fundamental advantages in signal strength, payload capacity and transient noise immunity. Trading away these advantages appears to us to be ill advised. ...in adopting an alternative modulation standard, such as COFDM, we would simply trade one set of imperfections for another."

Engineering consulting firm Hammett and Edision didn't comment on the modulation standard, but reiterated the problems it had discovered with the FCC methodology for determining DTV coverage and interference. noting that program software's Error Code 3 can have a significant impact on a station's coverage. H&E also noted the problem with the program's miscalculation of depression angles and the use of generic rather than actual antenna elevation patterns. H&E referenced the Advanced Television Test Center paper showing the UHF taboo ratios are too lenient for strong-signal areas. The comments required a blanket waiver from NTSC group-delay specification in the region from 3.9 to 4.2 MHz above the visual carrier for stations with upper-adjacent DTV channel assignments using a common antenna. This is a very detailed filing with several tables and diagrams. It is available on the Hammett and Edision web site.

Two groups filed comments examining the effect of the DTV modulation standards debate on significant segments of the U.S. population. Spanish language network Univision filed comments saying the 8-VSB standard does not allow reception of DTV signals in urban areas, disproportionatly impacting America's Hispanic and other minority communities. It supports COFDM as a proven and reliable alternative to 8-VSB. The National Council of Senior Citizens had a different opinion. It said, "We look forward to the rapid commercialization of digital television because we believe that senior citizens would benefit tremendously from it. ...DTV could represent a significant enhancement in their quality of life. That is why we are very concerned about reports that the FCC may delay or even give up on this standard." Senior Citizen's weigh in on the 8-VSB debate: "We understand that field test results from CBS and the 1999 OET study from the FCC confirm that the modulation system to create reception for DTV, otherwise known as 8-VSB, is viable. Also, we understand that any delay or change in this standard could prevent our members' enjoyment of DTV for years. That would be an unwelcome development." Senior Citizens reaffirmed its support "for 8-VSB as the best modulation system for DTV."

These and other comments are available on the FCC's Electronic Comment Filing System (ECFS) as Adobe Acrobat PDF files. Some of comments span more than one file. To access a list of comments filed in this document, I recommend accessing the FCC's non-secure ECFS page http://www.fcc.gov/e-file/nonssl.html, clicking on Search the ECFS System entering 00-39 in the Proceeding box in the upper left, and hitting the Retrieve Document List button. This will not only give you a listing and links to the original comments, but access to reply documents posted more recently. If you use the secure ECFS page you may find it impossible to save the retrieved documents.

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